Independent Financial Advisors in Maidenhead
Common questions about our service, regulation and your data.
We are regulated by the Financial Conduct Authority. We are entered on the FSA Register under reference 154311.
We are obliged to have Professional Indemnity Insurance; however, should we be unable to meet our obligations, you will be covered by the Financial Services Compensation Scheme (FSCS).
We comply fully with the Data Protection Act and treat your personal details as strictly confidential, though we may need to share data with regulators and auditors for compliance purposes.
To comply with Money Laundering regulations, we are required to verify your identity and residence before accepting a first payment from you.
You can end our relationship at any time by writing to us confirming the date you wish to leave. If any transactions are outstanding, you will need to tell us how you wish to deal with them.
If we fall short of your expectations you can make a complaint to our compliance office. If you remain dissatisfied with the outcome, you may be able to contact the Financial Ombudsman Service.
Get in touch with our experienced team to discuss your financial advice needs.
